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Registered advisor
L••• Z•••••••
Feed of 09/15/2026
Also filed as L••• Marie Pavlow
At current firm
3 y
since Sep 18, 2023
In the industry
26 y
since Oct 21, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 18, 2023 · Creve Coeur, Mo
- W•••• F•••• A••••••• wirehouseJun 14, 2023 to Oct 13, 2023 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJul 2, 2018 to Oct 13, 2023 · Frontenac, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDMay 12, 2003 to Dec 4, 2009 · Clayton, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Oct 13, 2023, registered Sep 18, 2023 (-25 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 13, 2023, registered Jun 14, 2023 (-121 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Dec 4, 2009, registered Jul 2, 2018 (3132 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- L••• Z••••••• left W•••• F•••• A••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2023-09-18)Oct 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address