RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B••• S••••
- A•• W••••• A••••••• G•••• independent RIA currentsince Mar 18, 2022 · St. Louis, Mo
- C••••••••• W••••• M••••••••• L•• independent RIAJan 25, 2013 to Sep 9, 2021 · Des Peres, Mo
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 12, 2012 · Chesterfield, Mo
- M••••• S•••••• • C•• L•• unclassifiedNov 14, 2008 to Jun 1, 2009 · Chesterfield, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 21, 2004 to Nov 18, 2008 · Clayton, Mo
- C••••••••• W••••• M••••••••• L•• to A•• W••••• A••••••• G••••left Sep 9, 2021, registered Mar 18, 2022 (190 days) · RIA to RIA
- M••••• S•••••• to C••••••••• W••••• M••••••••• L••left Dec 12, 2012, registered Jan 25, 2013 (44 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Nov 18, 2008, registered Nov 14, 2008 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address