RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• E• P••••
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Oct 21, 2021 · Wesley Chapel, Fl
- R•••••• J•••• • A••••••••• I••• national BDJan 13, 2020 to Jul 12, 2021 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 17, 2019 to Dec 31, 2019 · Saint Petersburg, Fl
- K••••• A••••••• S•••••••• L•• BD affiliatedJan 29, 2019 to Oct 16, 2019 · Tampa, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJun 5, 2006 to Jan 10, 2019 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• to T• R••• P•••• A••••••• S•••••••• I•••left Jul 12, 2021, registered Oct 21, 2021 (101 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Dec 31, 2019, registered Jan 13, 2020 (13 days) · Affiliated broker-dealer or bank to another · moved with a team
- K••••• A••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 16, 2019, registered Oct 17, 2019 (1 days) · Affiliated broker-dealer or bank to another
- T• R••• P•••• A••••••• S•••••••• I••• to K••••• A••••••• S•••••••• L••left Jan 10, 2019, registered Jan 29, 2019 (19 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address