DFX Intelligence
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Registered advisor
C••••••••• D•••• M••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as C•••• D•••• M••••
At current firm
8 y
since Mar 6, 2018
In the industry
28 y
since Mar 6, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 6, 2018 · Portland, Or
- U••• B•••••• I••••••••• I••• formerDec 2, 2004 to Feb 26, 2018 · Portland, Or
- D••• D••••••• • C•• independent RIANov 1, 2002 to Oct 17, 2003 · Missoula, Mt
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 26, 2018, registered Mar 6, 2018 (8 days) · Other · moved with a team
- D••• D••••••• • C•• to U••• B•••••• I••••••••• I•••left Oct 17, 2003, registered Dec 2, 2004 (412 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address