DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jennifer Dorfman
Feed of 09/14/2026
Also filed as Jennifer Michelle Kowitt
At current firm
1 y
since Aug 28, 2025
In the industry
27 y
since Jan 22, 1999 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Dawson James Asset Management, Inc. state registered currentsince Aug 28, 2025 · Boca Raton, Fl
- Kovack Advisors, Inc. BD affiliatedMay 15, 2024 to May 9, 2025 · Fort Lauderdale, Fl
- MML Investors Services, LLC BD affiliatedJun 2, 2023 to May 10, 2024 · Ft Lauderdale, Fl
- Nfsg Corporation BD affiliatedApr 30, 2019 to Mar 15, 2023 · Boca Raton, Fl
- Ameriprise Financial Services, LLC national BDNov 21, 2014 to Aug 26, 2015 · Ft Lauderdale, Fl
- Fusion Analytics Investment Partners LLC formerMay 17, 2012 to Dec 31, 2016 · Coral Springs, Fl
- Fusion Analytics Investment Partners LLC formerMay 17, 2012 to Apr 16, 2019 · Coral Springs, Fl
- Asset & Financial Planning, Ltd formerJun 29, 2009 to Aug 29, 2013 · Coral Springs, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 16, 2008 to Jun 3, 2009 · Plantation, Fl
Moves
a registration end followed by a registration begin elsewhere
- Kovack Advisors, Inc. to Dawson James Asset Management, Inc.left May 9, 2025, registered Aug 28, 2025 (111 days) · Affiliated broker-dealer or bank to a state-registered adviser
- MML Investors Services, LLC to Kovack Advisors, Inc.left May 10, 2024, registered May 15, 2024 (5 days) · Affiliated broker-dealer or bank to another
- Nfsg Corporation to MML Investors Services, LLCleft Mar 15, 2023, registered Jun 2, 2023 (79 days) · Affiliated broker-dealer or bank to another
- Fusion Analytics Investment Partners LLC to Ameriprise Financial Services, LLCleft Apr 16, 2019, registered Nov 21, 2014 (-1607 days) · RIA to affiliated broker-dealer or bank
- Ameriprise Financial Services, LLC to Nfsg Corporationleft Aug 26, 2015, registered Apr 30, 2019 (1343 days) · Affiliated broker-dealer or bank to another
- Asset & Financial Planning, Ltd to Fusion Analytics Investment Partners LLCleft Aug 29, 2013, registered May 17, 2012 (-469 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Asset & Financial Planning, Ltdleft Jun 3, 2009, registered Jun 29, 2009 (26 days) · Other
Signals
- Jennifer Dorfman left Kovack Advisors, Inc. for Dawson James Asset Management, Inc. (registered 2025-08-28)May 9, 2025 · Advisor changed firm · fact
- Jennifer Dorfman left Mml Investors Services, Llc for Kovack Advisors, Inc. (registered 2024-05-15)May 10, 2024 · Advisor changed firm · fact
- Jennifer Dorfman left Nfsg Corporation for Mml Investors Services, Llc (registered 2023-06-02)Mar 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address