DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Anthony Hodapp
Certified Financial Planner
Feed of 09/14/2026
Also filed as William A Hodapp
At current firm
5 y
since Aug 4, 2021
In the industry
28 y
since Mar 16, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pure Financial Advisors, LLC independent RIA currentsince Aug 4, 2021 · San Diego, Ca
- Surevest Private Wealth formerOct 26, 2020 to Jul 20, 2021 · Los Angeles, Ca
- 1st Global Advisors Inc formerSep 4, 2012 to Jun 26, 2018 · Galveston, Tx
- Commonwealth Financial Network national BDOct 8, 2004 to Sep 7, 2012 · Bonsall, Ca
- 1st Global Advisors Inc formerJul 31, 1998 to Oct 26, 2004 · Fallbrook, Ca
Moves
a registration end followed by a registration begin elsewhere
- Surevest Private Wealth to Pure Financial Advisors, LLCleft Jul 20, 2021, registered Aug 4, 2021 (15 days) · RIA to RIA
- 1st Global Advisors Inc to Surevest Private Wealthleft Jun 26, 2018, registered Oct 26, 2020 (853 days) · Affiliated broker-dealer or bank to independent RIA
- Commonwealth Financial Network to 1st Global Advisors Incleft Sep 7, 2012, registered Sep 4, 2012 (-3 days) · Other
- 1st Global Advisors Inc to Commonwealth Financial Networkleft Oct 26, 2004, registered Oct 8, 2004 (-18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address