RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• S• L••••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Apr 25, 2011 · Needham, Ma
- T•• L•••••• A••••••• G•••• unclassifiedMar 19, 2010 to Apr 6, 2026
- S••••••• P•••••• A•••••••• L••• institutionalJan 12, 2006 to Dec 24, 2008 · Wakefield, Ma
- T•• L•••••• A••••••• G•••• unclassifiedMar 28, 2005 to Feb 4, 2009 · Chestnut Hill, Ma
- T•• L•••••• A••••••• G•••• to P••• A••••• S••••••••• L••left Apr 6, 2026, registered Apr 25, 2011 (-5460 days) · Other
- T•• L•••••• A••••••• G•••• to S••••••• P•••••• A•••••••• L•••left Feb 4, 2009, registered Jan 12, 2006 (-1119 days) · Other
- S••••••• P•••••• A•••••••• L••• to T•• L•••••• A••••••• G••••left Dec 24, 2008, registered Mar 19, 2010 (450 days) · Other
- A•• S• L•••••• left T•• L•••••• A••••••• G•••• for P••• A••••• S••••••••• L•• (registered 2011-04-25)Apr 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address