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Registered advisor
J•• W••••• K•••••••
Feed of 09/14/2026
At current firm
1 y
since Apr 7, 2025
In the industry
28 y
since Mar 10, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Apr 7, 2025 · Warrenton, Va
- B• R•••• W••••• A•••••••• I••• BD affiliatedAug 15, 2022 to Apr 7, 2025 · Warrenton, Va
- B• R•••• W••••• M••••••••• formerJul 27, 2021 to Dec 31, 2022 · Warrenton, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Jul 27, 2021 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2013 to Feb 17, 2021 · Warrenton, Va
- S•••• • S••••••••• L•• formerSep 18, 2001 to Jan 2, 2013 · Warrenton, Va
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• A•••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Apr 7, 2025, registered Apr 7, 2025 (0 days) · corporate re-registration, not a move
- B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Dec 31, 2022, registered Aug 15, 2022 (-138 days) · corporate re-registration, not a move
- T••••• A••••••• S•••••••• I••• to B• R•••• W••••• M•••••••••left Jul 27, 2021, registered Jul 27, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- S•••• • S••••••••• L•• to B••• S••••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address