DFX Intelligence
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Registered advisor
J••••••• R•••
Feed of 09/14/2026
Also filed as J•• R••••••••• R••••••• R•••
At current firm
5 y
since Oct 22, 2020
In the industry
28 y
since Apr 20, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 22, 2020 · Jefferson City, Mo
- W•••• F•••• A••••••• wirehouseJul 1, 2010 to Oct 22, 2020 · Jefferson City, Mo
- I••••• F•••••••• C••••••••• formerMay 8, 2007 to Jul 2, 2010 · Jefferson City, Mo
- P••• A•••••••• I••• unclassifiedFeb 27, 2007 to May 8, 2007 · Franklin, Tn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 22, 2020, registered Oct 22, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
- I••••• F•••••••• C••••••••• to W•••• F•••• A•••••••left Jul 2, 2010, registered Jul 1, 2010 (-1 days) · Other
- P••• A•••••••• I••• to I••••• F•••••••• C•••••••••left May 8, 2007, registered May 8, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address