DFX Intelligence
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Registered advisor
M••••• J••••
Feed of 09/14/2026
Also filed as M••••• F••• J••••••••• F••• D••••••••• F••• G••••••••• F••• J••••••••• F• J••••••••• P••••••••
At current firm
8 y
since Aug 17, 2018
In the industry
17 y
since May 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Aug 17, 2018 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseOct 1, 2010 to Aug 22, 2018 · Shreveport, La
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left Aug 22, 2018, registered Aug 17, 2018 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address