DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• H••••• G•••

O•••• A••••••• S•••••••• L••BD affiliatedScottsdale, Az dual registrantIAPD 3021815

Feed of 09/14/2026

Also filed as J•••• H••••• G•••

At current firm

5 y

since Jan 6, 2021

In the industry

15 y

since Aug 25, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since Sep 20, 2021 · Scottsdale, Az
O•••• W•••••• I••• BD affiliated current
since Jan 6, 2021 · Scottsdale, Az
T•••• A•••••••• L•• former
Sep 17, 2021 to Aug 27, 2024 · Atlanta, Ga
T• P•••••• C••••• W••••• L•• BD affiliated
Nov 13, 2019 to Dec 23, 2020 · New York, Ny
F•••••••• E••••• S•••••••• I••• former
Jun 23, 2015 to Dec 13, 2018 · Edison, Nj
F•••••••• A••••••• S•••••••• L•• former
Dec 26, 2013 to Aug 27, 2019 · Edison, Nj
E•••••• F••• M••••••••• L•• former
Aug 7, 2013 to Dec 12, 2013 · Princeton, Nj

Moves

a registration end followed by a registration begin elsewhere

T•••• A•••••••• L•• to O•••• A••••••• S•••••••• L••
left Aug 27, 2024, registered Sep 20, 2021 (-1072 days) · Affiliated broker-dealer or bank to another · moved with a team
T• P•••••• C••••• W••••• L•• to O•••• W•••••• I•••
left Dec 23, 2020, registered Jan 6, 2021 (14 days) · Affiliated broker-dealer or bank to another
F•••••••• A••••••• S•••••••• L•• to F•••••••• E••••• S•••••••• I•••
left Aug 27, 2019, registered Jun 23, 2015 (-1526 days) · Other
F•••••••• E••••• S•••••••• I••• to T• P•••••• C••••• W••••• L••
left Dec 13, 2018, registered Nov 13, 2019 (335 days) · Affiliated broker-dealer or bank to another
E•••••• F••• M••••••••• L•• to F•••••••• A••••••• S•••••••• L••
left Dec 12, 2013, registered Dec 26, 2013 (14 days) · Other

Signals

J•••• H••••• G••• left T•••• A•••••••• L•• for O•••• A••••••• S•••••••• L•• (registered 2021-09-20)
Aug 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address