RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• N•••••
- S•••• independent RIA currentsince Jun 17, 2025 · New York, Ny
- O•••• W•••••• I••• BD affiliatedJan 13, 2014 to Oct 26, 2020 · Burnsville, Mn
- F•••• F•••••••• independent RIANov 27, 2006 to Jun 16, 2025 · Minneapolis, Mn
- C••• B•••••••• S•••••••• I••• formerSep 7, 2005 to Oct 25, 2006 · Bloomington, Mn
- L••••• F•••••••• G••••• I••• unclassifiedAug 14, 2000 to Sep 11, 2002 · Overland Park, Ks
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 29, 2000 to Sep 6, 2002 · Overland Park, Ks
- F•••• F•••••••• to O•••• W•••••• I•••left Jun 16, 2025, registered Jan 13, 2014 (-4172 days) · Other
- O•••• W•••••• I••• to S••••left Oct 26, 2020, registered Jun 17, 2025 (1695 days) · Affiliated broker-dealer or bank to independent RIA
- C••• B•••••••• S•••••••• I••• to F•••• F••••••••left Oct 25, 2006, registered Nov 27, 2006 (33 days) · Other
- L••••• F•••••••• G••••• I••• to C••• B•••••••• S•••••••• I•••left Sep 11, 2002, registered Sep 7, 2005 (1092 days) · Other
- M•• I•••••••• S•••••••• L•• to L••••• F•••••••• G••••• I•••left Sep 6, 2002, registered Aug 14, 2000 (-753 days) · Other
- M•••••• D•••• N••••• left F•••• F•••••••• for O•••• W•••••• I••• (registered 2014-01-13)Jun 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address