RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• J• C••
- L•••••• I••••••••• independent RIA currentsince Apr 7, 2026 · Lutz, Fl
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIAAug 18, 2025 to Feb 24, 2026 · Land O' Lakes, Fl
- L•••••• I••••••••• independent RIAOct 24, 2014 to Jul 18, 2025 · Lutz, Fl
- I••••• F•••••••• C••••••••• formerApr 3, 2013 to May 29, 2014 · Appleton, Wi
- W•••••• • R••• formerJun 29, 2012 to Jan 15, 2013 · Overland Park, Ks
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to L•••••• I•••••••••left Feb 24, 2026, registered Apr 7, 2026 (42 days) · RIA to RIA
- L•••••• I••••••••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jul 18, 2025, registered Aug 18, 2025 (31 days) · RIA to RIA
- I••••• F•••••••• C••••••••• to L•••••• I•••••••••left May 29, 2014, registered Oct 24, 2014 (148 days) · Other
- W•••••• • R••• to I••••• F•••••••• C•••••••••left Jan 15, 2013, registered Apr 3, 2013 (78 days) · Other
- K••••••• J• C•• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for L•••••• I••••••••• (registered 2026-04-07)Feb 24, 2026 · Advisor changed firm · fact
- K••••••• J• C•• left L•••••• I••••••••• for U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• (registered 2025-08-18)Jul 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address