DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Phillip Nathaniel Loring

Wells Fargo AdvisorswirehouseFort Collins, Codual registrantIAPD 3025625

Feed of 09/14/2026

Also filed as Phil Loring

At current firm

0 y

since Jun 16, 2026

In the industry

28 y

since Jun 3, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Jun 16, 2026 · Fort Collins, Co
LPL Financial LLC BD affiliated
Jul 21, 2021 to Jun 30, 2026 · Fort Collins, Co
Waddell & Reed former
Nov 20, 2012 to Jul 21, 2021 · Ft. Collins, Co
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Nov 26, 2012 · Loveland, Co
A. G. Edwards & Sons, Inc. unclassified
Apr 26, 2001 to Jan 1, 2008 · Loveland, Co

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Wells Fargo Advisors
left Jun 30, 2026, registered Jun 16, 2026 (-14 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Waddell & Reed to LPL Financial LLC
left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to Waddell & Reed
left Nov 26, 2012, registered Nov 20, 2012 (-6 days) · Other
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

Phillip Nathaniel Loring left Lpl Financial Llc for Wells Fargo Advisors (registered 2026-06-16)
Jun 30, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address