DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••••• J• N•••••

K••••• A••••••• S•••••••• L••BD affiliatedAustin, Tx dual registrantIAPD 3025852

Feed of 09/14/2026

Also filed as J••••••• Henriques

At current firm

6 y

since Jan 30, 2020

In the industry

28 y

since Aug 13, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Jan 30, 2020 · Austin, Tx
S•••••••• F••••••••• I••• former
Dec 14, 2016 to Jan 31, 2020 · Littleton, Co
B••• S••••••••• L•• former
Jan 2, 2013 to Jul 11, 2013 · Lynchburg, Va
S•••• • S••••••••• L•• former
Dec 1, 2010 to Jan 2, 2013 · Lynchburg, Va
M••••• K••••• • C••••••• L•• former
Oct 12, 2009 to Oct 13, 2010 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

S•••••••• F••••••••• I••• to K••••• A••••••• S•••••••• L••
left Jan 31, 2020, registered Jan 30, 2020 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
B••• S••••••••• L•• to S•••••••• F••••••••• I•••
left Jul 11, 2013, registered Dec 14, 2016 (1252 days) · Other
S•••• • S••••••••• L•• to B••• S••••••••• L••
left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
M••••• K••••• • C••••••• L•• to S•••• • S••••••••• L••
left Oct 13, 2010, registered Dec 1, 2010 (49 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address