DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left S•••••••• F••••••••• I••• for K••••• A••••••• S•••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jennifer Ann Pena | Littleton, Co | Jan 31, 2020 | Jan 29, 2020 |
| Jennifer J Nelson | Littleton, Co | Jan 31, 2020 | Jan 30, 2020 |
The rule
- Registrations ended
- Jan 31, 2020
- Registered next
- Jan 29, 2020 to Jan 30, 2020
- Branch state
- CO
- Cities
- 1, most in Littleton, Co
- Registered there that day
- 868 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- a succession within a year (Jun 26, 2019), not necessarily this firm