DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• V•••••• Q••••

A••••• A•• P••••••• S•••••••BD affiliatedNewtown, Pa dual registrantIAPD 3027497

Feed of 09/14/2026

Also filed as D••••• V•••••• Q••••

At current firm

3 y

since Jul 27, 2023

In the industry

14 y

since Feb 3, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Jul 27, 2023 · Newtown, Pa
F•••• independent RIA
Aug 5, 2021 to Mar 14, 2023 · Philadelphia, Pa
T• A••••••••• I••••••••• M••••••••• L•• former
Sep 29, 2015 to Dec 31, 2020 · Randor, Pa
T• A••••••••• I••• former
Sep 29, 2015 to Jan 11, 2021 · Radnor, Pa
M••••• S•••••• wirehouse
Jul 2, 2013 to Sep 25, 2015 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

F•••• to A••••• A•• P••••••• S•••••••
left Mar 14, 2023, registered Jul 27, 2023 (135 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••• to F••••
left Jan 11, 2021, registered Aug 5, 2021 (206 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Sep 29, 2015 (-1920 days) · corporate re-registration, not a move
M••••• S•••••• to T• A••••••••• I••••••••• M••••••••• L••
left Sep 25, 2015, registered Sep 29, 2015 (4 days) · Other

Signals

D••••• V•••••• Q•••• left Facet for A••••• A•• P••••••• S••••••• (registered 2023-07-27)
Mar 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address