RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• W••••• H•••
- W•••••• W••••• M••••••••• L•• independent RIA currentsince May 15, 2026 · Golden, Co
- L•• F•••••••• L•• BD affiliatedFeb 5, 2010 to May 29, 2026 · Golden, Co
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 24, 2004 to Feb 18, 2010 · Lakewood, Co
- L•• F•••••••• L•• to W•••••• W••••• M••••••••• L••left May 29, 2026, registered May 15, 2026 (-14 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Feb 18, 2010, registered Feb 5, 2010 (-13 days) · Other
- A••• W••••• H••• left L•• F•••••••• L•• for W•••••• W••••• M••••••••• L•• (registered 2026-05-15)May 29, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address