RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 1, 2019 · Miami Shores, Fl
• I••••••••• F•••••••• P••••••• BD affiliated
  Nov 20, 2015 to Apr 26, 2019 · Ft Lauderdale, Fl
• W•••• F•••• A••••••• wirehouse
  Sep 15, 2010 to May 1, 2012 · Fort Lauderdale, Fl
• S••••••• I••••••••• S•••••••• I••• former
  Dec 11, 2006 to Sep 22, 2010 · Davie, Fl

• I••••••••• F•••••••• P••••••• to L•• F•••••••• L••
  left Apr 26, 2019, registered May 1, 2019 (5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• W•••• F•••• A••••••• to I••••••••• F•••••••• P•••••••
  left May 1, 2012, registered Nov 20, 2015 (1298 days) · Other
• S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Sep 22, 2010, registered Sep 15, 2010 (-7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address