RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• L•••• P•••••
- C•••••• A•••• M••••••••• L•• independent RIA currentsince Feb 27, 2026 · San Francisco, Ca
- B•••••••• F••• A••••••• asset managerAug 11, 2003 to Dec 13, 2011 · San Francisco, Ca
- M••••• S•••••• D• I••• unclassifiedOct 5, 1998 to Jan 15, 2003 · New York, Ny
- B•••••••• F••• A••••••• to C•••••• A•••• M••••••••• L••left Dec 13, 2011, registered Feb 27, 2026 (5190 days) · Other
- M••••• S•••••• D• I••• to B•••••••• F••• A•••••••left Jan 15, 2003, registered Aug 11, 2003 (208 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address