RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• A•••• C••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Mar 15, 2023 · Denver, Co
- E•••••• F•••••••• E•••••• independent RIANov 1, 2018 to May 12, 2021 · Fairfax, Va
- E•••••• F•••••••• S•••••••• L•• formerOct 11, 2010 to Nov 1, 2018 · Fairfax, Va
- U•• F•••••••• S••••••• I••• wirehouseJun 21, 2001 to Dec 17, 2002 · Vienna, Va
- E•••••• F•••••••• E•••••• to M••••• G••••• A••••••• I•••left May 12, 2021, registered Mar 15, 2023 (672 days) · RIA to RIA
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to E•••••• F•••••••• S•••••••• L••left Dec 17, 2002, registered Oct 11, 2010 (2855 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address