DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• V•••••• S••••••

G• A• R••••• • C••••••BD affiliatedCasselberry, Fl IA-onlyIAPD 3047020

Feed of 09/15/2026

Also filed as Steve Vincent Santoro

At current firm

4 y

since Aug 1, 2022

In the industry

28 y

since Jul 23, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G• A• R••••• • C•••••• BD affiliated current
since Aug 1, 2022 · Cleveland, Tn
S••••• W••••• P•••••••• L•• independent RIA
Jul 11, 2016 to Aug 2, 2022 · Bonita Springs, Fl
S••••• W••••• P•••••••• L•• former
Jan 5, 2016 to Aug 19, 2016 · Bonita Springs, Fl
S•• A••••••• N••••••• L•• unclassified
Mar 5, 2013 to Mar 26, 2016 · Bonita Springs, Fl
M•••• C••••••• A••••••• S•••••• BD affiliated
May 20, 2008 to Dec 5, 2012 · Palm Beach Gardens, Fl
N••••• mixed wealth
Jan 24, 2006 to May 26, 2006 · Mooresville, Nc
G• A• R••••• • C•••••• BD affiliated
Jul 19, 2004 to Nov 10, 2005 · Bonita Springs, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 23, 1998 to May 2, 2003 · Naples, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• P•••••••• L•• to G• A• R••••• • C••••••
left Aug 2, 2022, registered Aug 1, 2022 (-1 days) · RIA to affiliated broker-dealer or bank
S••••• W••••• P•••••••• L•• to S••••• W••••• P•••••••• L••
left Aug 19, 2016, registered Jul 11, 2016 (-39 days) · channel change inside one enterprise, not a move · moved with a team
S•• A••••••• N••••••• L•• to S••••• W••••• P•••••••• L••
left Mar 26, 2016, registered Jan 5, 2016 (-81 days) · Other · moved with a team
M•••• C••••••• A••••••• S•••••• to S•• A••••••• N••••••• L••
left Dec 5, 2012, registered Mar 5, 2013 (90 days) · Other
N••••• to M•••• C••••••• A••••••• S••••••
left May 26, 2006, registered May 20, 2008 (725 days) · Other
G• A• R••••• • C•••••• to N•••••
left Nov 10, 2005, registered Jan 24, 2006 (75 days) · Other
A••••••••• F•••••••• S•••••••• L•• to G• A• R••••• • C••••••
left May 2, 2003, registered Jul 19, 2004 (444 days) · Other

Signals

S•••••• V•••••• S•••••• left S••••• W••••• P•••••••• L•• for G• A• R••••• • C•••••• (registered 2022-08-01)
Aug 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address