DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• J••• Z•••••

R•••••• J•••• • A••••••••• I•••national BDTulsa, Okdual registrantIAPD 3047699

Feed of 09/14/2026

Also filed as V•••••• Morris

At current firm

1 y

since Oct 14, 2024

In the industry

20 y

since Jan 3, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Oct 14, 2024 · Tulsa, Ok
W•••• F•••• A••••••• wirehouse
Dec 4, 2015 to Oct 21, 2024 · Tulsa, Ok
B•• F•••••••• A••••••• BD affiliated
Dec 1, 2008 to Dec 10, 2015 · Bixby, Ok
C••••• I••••••••• S••••••• L•• former
May 8, 2008 to Nov 25, 2008 · Tulsa, Ok
C••• B•••••••• S•••••••• I••• former
Jan 3, 2006 to May 2, 2008 · Schiller Park, Il

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Oct 21, 2024, registered Oct 14, 2024 (-7 days) · Wirehouse to affiliated broker-dealer or bank
B•• F•••••••• A••••••• to W•••• F•••• A•••••••
left Dec 10, 2015, registered Dec 4, 2015 (-6 days) · Other
C••••• I••••••••• S••••••• L•• to B•• F•••••••• A•••••••
left Nov 25, 2008, registered Dec 1, 2008 (6 days) · Other
C••• B•••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••
left May 2, 2008, registered May 8, 2008 (6 days) · Other

Signals

V•••••• J••• Z••••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-10-14)
Oct 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address