DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Baron Silver Stevens Financial Advisors, LLC
Latest filing Mar 9, 2026
First filing on the tape Mar 9, 2012 · 32 filings
SEC status approved since Aug 5, 2008
RAUM
$1.2B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
97%
$1.2B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$150M
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$1.2B as of Mar 9, 2026
Mar 21, 2012$260M then
HNW client RAUM$1.1B as of Mar 9, 2026
Mar 13, 2018$391M then
State-registered IARs (5.B.3)8 as of Mar 9, 2026
Mar 21, 20120 then
Employees (5.A)12 as of Mar 9, 2026
Feb 12, 20138 then
Private funds: no history
RAUM +18% over the last fiscal year+18% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $150MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $673,186derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.4%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissions, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $59.5M, 59 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B89%
- Individuals$96.2M8.0%
- Charitable organizations$18.1M1.5%
- Pension and profit-sharing plans$11.9M1.0%
- Individual clients
- 160reported
- HNW clients
- 438reported
- Pension plan clients
- 8reported
- Charitable clients
- 4reported
- Accounts
- 1,778reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $1.2B managedreported
- Custody of client assets
- $59.5M for 59 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Jason SilverCertified Financial Planner | Boca Raton, Fl | May 30, 2003 | 27 y | 2 |
| Joseph Frank NotoCertified Financial Planner | Boca Raton, Fl | Aug 5, 2003 | 37 y | 0 |
| Joel Ira LevyPersonal Financial Specialist | Boca Raton, Fl | Apr 3, 2012 | 37 y | 1 |
| Kristopher David Moody | Boca Raton, Fl | Aug 22, 2012 | 16 y | 1 |
| Carrie Prusa | Boca Raton, Fl | Oct 16, 2015 | 20 y | 0 |
| Filipp V Kourenkov | Boca Raton, Fl | Oct 12, 2016 | 18 y | 0 |
| Michael Curt EdelmanCertified Financial Planner | Boca Raton, Fl | Aug 7, 2019 | 39 y | 4 |
| Ian Keller | Boca Raton, Fl | Sep 3, 2025 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Cody Daniel Koletic to Atlantic Wealth Partners, LLCMay 30, 2019 · RIA to RIA
- Ryan William Hawk to Vanguard Advisers, Inc.Feb 7, 2014 · Other
- Peter Lang Stevens to Osaic Wealth, Inc.Apr 22, 2008 · Other
- Steven David Artzi to Citigroup Global Markets Inc.Oct 15, 2004 · Other
Joined, latest
- Ian Keller from Park Avenue Securities LLCSep 3, 2025 · Affiliated broker-dealer or bank to independent RIA
- Michael Curt Edelman from Fidelity Personal And Workplace AdvisorsAug 7, 2019 · Affiliated broker-dealer or bank to independent RIA
- Cody Daniel Koletic from Valic Financial Advisors, Inc.Jul 27, 2017 · Other
- Kristopher David Moody from Firstmerit Advisors, Inc.Aug 22, 2012 · Other
- Joel Ira Levy from Fsc Securities CorporationApr 3, 2012 · Other
- Ryan William Hawk from Natcity Investments, Inc.Jan 28, 2010 · Other
- Peter Lang Stevens from Osaic Fa, Inc.Oct 18, 2004 · Other
- Steven David Artzi from Artzi Capital ManagementJun 3, 2003 · Other
- Michael Jason Silver from Artzi Capital ManagementMay 30, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carrie Prusa · Chief Compliance Officercontrolsince 07/2008 · owns less than 5%
- Jason Michael Silver · Managing Membercontrolsince 09/2000 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,680 to 1,778Dec 1, 2025 to Mar 9, 2026
- Advisory employees · 7 to 8Dec 1, 2025 to Mar 9, 2026
- BD registered reps · 8 to 5Dec 1, 2025 to Mar 9, 2026
- Charity clients · 3 to 4Dec 1, 2025 to Mar 9, 2026
- HNW clients · 409 to 438Dec 1, 2025 to Mar 9, 2026
- Individual clients · 153 to 160Dec 1, 2025 to Mar 9, 2026
- Assets in custody · $77.7M to $59.5MDec 1, 2025 to Mar 9, 2026
- Employees · 11 to 12Dec 1, 2025 to Mar 9, 2026
- State-registered IARs · 7 to 8Dec 1, 2025 to Mar 9, 2026
- Discretionary RAUM · $930M to $1.1BDec 1, 2025 to Mar 9, 2026
- HNW RAUM · $876M to $1.1BDec 1, 2025 to Mar 9, 2026
- Individual RAUM · $119M to $96.2MDec 1, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $82.2M to $80.9MDec 1, 2025 to Mar 9, 2026
- Pension RAUM · $9.7M to $11.9MDec 1, 2025 to Mar 9, 2026
- RAUM · $1.0B to $1.2BDec 1, 2025 to Mar 9, 2026
- Wrap assets (manager) · $988M to $1.2BDec 1, 2025 to Mar 9, 2026
- Accounts · 1,644 to 1,680Oct 25, 2024 to Mar 4, 2025
- Advisory employees · 8 to 7Oct 25, 2024 to Mar 4, 2025
- HNW clients · 423 to 409Oct 25, 2024 to Mar 4, 2025
- Individual clients · 117 to 153Oct 25, 2024 to Mar 4, 2025
- Pension plan clients · 9 to 8Oct 25, 2024 to Mar 4, 2025
- Assets in custody · $72.9M to $77.7MOct 25, 2024 to Mar 4, 2025
- Insurance-licensed employees · 2 to 1Oct 25, 2024 to Mar 4, 2025
- Financial planning clients · 1-10 to 1-10Oct 25, 2024 to Mar 4, 2025
- State-registered IARs · 8 to 7Oct 25, 2024 to Mar 4, 2025
- Discretionary RAUM · $755M to $930MOct 25, 2024 to Mar 4, 2025
- HNW RAUM · $745M to $876MOct 25, 2024 to Mar 4, 2025
- Individual RAUM · $104M to $119MOct 25, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $111M to $82.2MOct 25, 2024 to Mar 4, 2025
- Pension RAUM · $10.7M to $9.7MOct 25, 2024 to Mar 4, 2025
- RAUM · $866M to $1.0BOct 25, 2024 to Mar 4, 2025
- Wrap assets (manager) · $840M to $988MOct 25, 2024 to Mar 4, 2025
- Accounts · 1,571 to 1,644Feb 7, 2024 to Feb 12, 2024
- Advisory employees · 7 to 8Feb 7, 2024 to Feb 12, 2024
- BD registered reps · 7 to 8Feb 7, 2024 to Feb 12, 2024
- HNW clients · 403 to 423Feb 7, 2024 to Feb 12, 2024
- Individual clients · 135 to 117Feb 7, 2024 to Feb 12, 2024
- Assets in custody · $41.3M to $72.9MFeb 7, 2024 to Feb 12, 2024
- Employees · 10 to 11Feb 7, 2024 to Feb 12, 2024
- Insurance-licensed employees · 1 to 2Feb 7, 2024 to Feb 12, 2024
Signals
1 dated events
- Baron Silver Stevens Financial Advisors, Llc reported RAUM $473.5M, up 43% from $331.0M (2018-01-03 to 2018-03-13)Mar 13, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 561-447-1997reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- BSSFA.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 561-447-1997reportedpublic record, Form ADV, Mar 9, 2026
- Contact form
- bssfa.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- bssfa.com/team-memberreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $150Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026