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Registered advisor
T••••••• L••• D•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T••••••• L••• D•••••••
At current firm
9 y
since Jun 16, 2017
In the industry
28 y
since Apr 30, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 16, 2017 · Louisville, Co
- B••••••• I••••••••• S•••••••• I••• ••••• formerSep 21, 2011 to Jun 28, 2017 · Aurora, Co
- K•• I••••••••• S••••••• L•• BD affiliatedDec 6, 2010 to Sep 16, 2011 · Denver, Co
- U••• B•••••• I••••••••• I••• formerOct 21, 2008 to Dec 3, 2010 · Westminster, Co
- W••• I••••••••• I••• unclassifiedMar 19, 2002 to Feb 1, 2007 · Longmont, Co
Moves
a registration end followed by a registration begin elsewhere
- B••••••• I••••••••• S•••••••• I••• ••••• to W•••• F•••• A•••••••left Jun 28, 2017, registered Jun 16, 2017 (-12 days) · Other
- K•• I••••••••• S••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Sep 16, 2011, registered Sep 21, 2011 (5 days) · Other
- U••• B•••••• I••••••••• I••• to K•• I••••••••• S••••••• L••left Dec 3, 2010, registered Dec 6, 2010 (3 days) · Other
- W••• I••••••••• I••• to U••• B•••••• I••••••••• I•••left Feb 1, 2007, registered Oct 21, 2008 (628 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address