RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• A••• W••••
- M•••••• BD affiliated currentsince Mar 28, 2022 · Sarasota, Fl
- H•••••• B••• formerJul 29, 2009 to Oct 22, 2018 · Suwanee, Ga
- C••••••• F•••••••• G•••• L•• unclassifiedMay 2, 2003 to Apr 21, 2008 · Atlanta, Ga
- S•••••• S••••••••• I••• BD affiliatedFeb 26, 2003 to Nov 1, 2005 · Atlanta, Ga
- H•••••• B••• to M••••••left Oct 22, 2018, registered Mar 28, 2022 (1253 days) · RIA to affiliated broker-dealer or bank
- C••••••• F•••••••• G•••• L•• to H•••••• B•••left Apr 21, 2008, registered Jul 29, 2009 (464 days) · Other
- S•••••• S••••••••• I••• to C••••••• F•••••••• G•••• L••left Nov 1, 2005, registered May 2, 2003 (-914 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address