RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J• F••••••••
- I••••••••• W••••• C••••••• L•• independent RIA currentsince Apr 28, 2021 · Rome, Ga
- L•••• F••• A••••••• S••••••• BD affiliatedJan 8, 2014 to Apr 27, 2021 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 26, 2008 to Oct 22, 2009 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 14, 2005 to Jan 25, 2008 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 3, 2000 to Mar 14, 2005 · Peoria, Il
- L•••• F••• A••••••• S••••••• to I••••••••• W••••• C••••••• L••left Apr 27, 2021, registered Apr 28, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••• F••• A••••••• S•••••••left Oct 22, 2009, registered Jan 8, 2014 (1539 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 25, 2008, registered Sep 26, 2008 (245 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Mar 14, 2005, registered Mar 14, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address