DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Coburn & Meredith, Inc.

Former SEC-registered adviserSimsbury, ConnecticutCRD 164SEC 801-69509IAPD
Latest filing Mar 29, 2021
First filing on the tape Mar 22, 2012 · 20 filings
RAUM
$405M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$404M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
16 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$405M as of Mar 29, 2021
Mar 22, 2012$127M then
HNW client RAUM$184M as of Mar 29, 2021
Mar 28, 2018$108M then
State-registered IARs (5.B.3)21 as of Mar 29, 2021
Mar 22, 20120 then
Employees (5.A)24 as of Mar 29, 2021
Mar 11, 201326 then
Private funds: no history
RAUM +32% over the last fiscal year+11% a year over threeIARs 17 to 21
Practice profile
derived from the filing of Mar 29, 2021; every figure names its basis
RAUM per advisor
$19.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
58derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.1MderivedHNW RAUM over HNW clients
Average account
$328,788derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
5.3derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+32%derivedbetween the last two annual amendments
Advisor growth, one year
+24%derivedItem 5.B.3 between annual amendments
Client growth, one year
-9.5%derived
Compensation
percentage of assets, hourly, fixed fees, commissions, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Wrap fee program
$381MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$220M54%
  • High-net-worth individuals$184M45%
  • Charitable organizations$1.1M0.3%
Individual clients
1,165reported
HNW clients
59reported
Pension plan clients
n/areported
Charitable clients
7reported
Accounts
1,231reported
Financial planning clients
11-25reported
Wrap fee programs
$381M sponsored, $24.2M managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Barry Mohun Coburn · Board Of Directors, Trustee For Coburn Trust, Shareholdercontrol
      since 06/1963 · owns 10% to 25%
    • David Scott Coburn · President, Chairman, Treasurer, Shareholdercontrol
      since 05/2010 · owns 25% to 50%
    • Elizabeth Coburn Derway · Chief Compliance Officer, Finop, Secretary,Shareholdercontrol
      since 10/1992 · owns 25% to 50%
    • Martin Stephen Bodner · Executive Vice President
      since 08/2007 · owns less than 5%
    • Sean Francis Flaherty · Rop
      since 06/2017 · owns less than 5%
    • Mark William Meredith · Common Shareholder
      since 01/2018 · owns 5% to 10%
    Related persons
    Schedule D 7.A
    • Coburn & Meredith Insurance Agency, Inc.
      real estatey
    Offices
    Schedule D 1.F, the 25 largest
    • Boston, MA4 employees
    • South Windsor, CT2 employees
    • Stafford Springs, CT1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 1,374 to 1,231
      Dec 18, 2020 to Mar 29, 2021
    • Advisory employees · 17 to 16
      Dec 18, 2020 to Mar 29, 2021
    • BD registered reps · 24 to 23
      Dec 18, 2020 to Mar 29, 2021
    • Charity clients · unset to 7.0
      Dec 18, 2020 to Mar 29, 2021
    • HNW clients · 58 to 59
      Dec 18, 2020 to Mar 29, 2021
    • Individual clients · 1,294 to 1,165
      Dec 18, 2020 to Mar 29, 2021
    • Employees · 25 to 24
      Dec 18, 2020 to Mar 29, 2021
    • State-registered IARs · 17 to 21
      Dec 18, 2020 to Mar 29, 2021
    • Discretionary RAUM · $307M to $405M
      Dec 18, 2020 to Mar 29, 2021
    • HNW RAUM · $106M to $184M
      Dec 18, 2020 to Mar 29, 2021
    • Individual RAUM · $195M to $220M
      Dec 18, 2020 to Mar 29, 2021
    • Pension RAUM · 1874684.0 to unset
      Dec 18, 2020 to Mar 29, 2021
    • RAUM · $307M to $405M
      Dec 18, 2020 to Mar 29, 2021
    • Wrap assets (manager) · $22.3M to $24.2M
      Dec 18, 2020 to Mar 29, 2021
    • Wrap assets (sponsor) · $285M to $381M
      Dec 18, 2020 to Mar 29, 2021
    • Accounts · 1,335 to 1,374
      Mar 23, 2019 to Mar 23, 2020
    • Advisory employees · 18 to 17
      Mar 23, 2019 to Mar 23, 2020
    • HNW clients · 59 to 58
      Mar 23, 2019 to Mar 23, 2020
    • Individual clients · 1,265 to 1,294
      Mar 23, 2019 to Mar 23, 2020
    • Employees · 24 to 25
      Mar 23, 2019 to Mar 23, 2020
    • Financial planning clients · 1-10 to 11-25
      Mar 23, 2019 to Mar 23, 2020
    • State-registered IARs · 20 to 17
      Mar 23, 2019 to Mar 23, 2020
    • Discretionary RAUM · $292M to $307M
      Mar 23, 2019 to Mar 23, 2020
    • HNW RAUM · $108M to $106M
      Mar 23, 2019 to Mar 23, 2020
    • Individual RAUM · $179M to $195M
      Mar 23, 2019 to Mar 23, 2020
    • Pension RAUM · $1.6M to $1.9M
      Mar 23, 2019 to Mar 23, 2020
    • RAUM · $292M to $307M
      Mar 23, 2019 to Mar 23, 2020
    • Wrap assets (manager) · $2.6M to $22.3M
      Mar 23, 2019 to Mar 23, 2020
    • Wrap assets (sponsor) · $289M to $285M
      Mar 23, 2019 to Mar 23, 2020
    • Accounts · 1,323 to 1,335
      Jul 16, 2018 to Mar 23, 2019
    • Advisory employees · 19 to 18
      Jul 16, 2018 to Mar 23, 2019
    • HNW clients · 58 to 59
      Jul 16, 2018 to Mar 23, 2019
    • Employees · 26 to 24
      Jul 16, 2018 to Mar 23, 2019
    • State-registered IARs · 17 to 20
      Jul 16, 2018 to Mar 23, 2019
    • Discretionary RAUM · $294M to $292M
      Jul 16, 2018 to Mar 23, 2019
    • HNW RAUM · $108M to $108M
      Jul 16, 2018 to Mar 23, 2019
    • Individual RAUM · $181M to $179M
      Jul 16, 2018 to Mar 23, 2019
    • Pension RAUM · $1.5M to $1.6M
      Jul 16, 2018 to Mar 23, 2019
    • RAUM · $294M to $292M
      Jul 16, 2018 to Mar 23, 2019
    • Wrap assets (manager) · $2.3M to $2.6M
      Jul 16, 2018 to Mar 23, 2019
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026