RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• D••••••• B••••••••
- F•••• T•••• S••••••••• I••• BD affiliated currentsince May 26, 2015 · St. Johns, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedApr 25, 2012 to Apr 30, 2015 · East Lansing, Mi
- P•• W••••• M••••••••• BD affiliatedSep 3, 2010 to Nov 8, 2010 · Lansing, Mi
- C••••••• S••••••••• formerMar 27, 2003 to Mar 21, 2005 · Jackson, Mi
- A••••• A•• P••••••• S••••••• to F•••• T•••• S••••••••• I•••left Apr 30, 2015, registered May 26, 2015 (26 days) · Other
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left Nov 8, 2010, registered Apr 25, 2012 (534 days) · Other
- C••••••• S••••••••• to P•• W••••• M•••••••••left Mar 21, 2005, registered Sep 3, 2010 (1992 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address