DFX Intelligence
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Registered advisor
C••••••••• E••• H•••
Feed of 09/14/2026
Also filed as C•••• H••••••••• E• H•••
At current firm
15 y
since Jan 3, 2011
In the industry
28 y
since Aug 8, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 3, 2011 · San Francisco, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMar 3, 2008 to Jan 3, 2011 · San Francisco, Ca
- S••••••• I••••••••• S•••••••• I••• formerFeb 23, 2005 to Feb 21, 2008 · Cordova, Tn
- F•••• H•••••• A•••••••• I•• formerMar 11, 2004 to Feb 14, 2005 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• I••••••••• L••left Feb 21, 2008, registered Mar 3, 2008 (11 days) · Other
- F•••• H•••••• A•••••••• I•• to S••••••• I••••••••• S•••••••• I•••left Feb 14, 2005, registered Feb 23, 2005 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address