RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• R•••
- J•••••••• I••••••••• A••••••• L•• mixed wealth currentsince May 24, 2023 · New York, Ny
- L••••••• A•••• M••••••••• L•• asset managerNov 6, 2013 to Aug 14, 2023 · New York, Ny
- T•••• A•••••••• W••••• A•••••••• L•• state registeredApr 11, 2013 to Aug 14, 2013 · New York, Ny
- L•••• A•••••••• I••• unclassifiedMay 2, 2007 to Dec 2, 2010 · New York, Ny
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Apr 16, 2007 · New York, Ny
- P••••••••• E••••• G••••• L•• unclassifiedOct 11, 2000 to Jul 1, 2003 · New York, Ny
- L••••••• A•••• M••••••••• L•• to J•••••••• I••••••••• A••••••• L••left Aug 14, 2023, registered May 24, 2023 (-82 days) · corporate re-registration, not a move
- T•••• A•••••••• W••••• A•••••••• L•• to L••••••• A•••• M••••••••• L••left Aug 14, 2013, registered Nov 6, 2013 (84 days) · Other
- L•••• A•••••••• I••• to T•••• A•••••••• W••••• A•••••••• L••left Dec 2, 2010, registered Apr 11, 2013 (861 days) · Other
- W•••• F•••• A••••••• to L•••• A•••••••• I•••left Apr 16, 2007, registered May 2, 2007 (16 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address