RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E••••• S••••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jul 21, 2025 · Morrisville, Pa
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAJan 18, 2019 to Sep 7, 2023 · Paramus, Nj
- I••••• F•••••••• C••••••••• formerAug 1, 2016 to Sep 26, 2017 · Sewell, Nj
- M•• S••••••••• I••• unclassifiedJun 13, 2016 to Jul 26, 2016 · South Hampton, Pa
- M••••• O• O•••• I••••••• S•••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Sep 7, 2023, registered Jul 21, 2025 (683 days) · Other
- I••••• F•••••••• C••••••••• to M••••• O• O•••• I••••••• S•••••••• I•••left Sep 26, 2017, registered Jan 18, 2019 (479 days) · Other
- M•• S••••••••• I••• to I••••• F•••••••• C•••••••••left Jul 26, 2016, registered Aug 1, 2016 (6 days) · Other
- R••••• E••••• S•••••••• left M••••• O• O•••• I••••••• S•••••••• I••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-07-21)Sep 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address