RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• M••••
- W•••• F•••• A••••••• wirehouse currentsince Nov 12, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 27, 2014 to Oct 15, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseOct 31, 2012 to Jan 28, 2014 · St. Louis, Mo
- U•• F•••••••• S••••••• I••• wirehouseOct 14, 2005 to Nov 5, 2010 · Chicago, Il
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 15, 2025, registered Nov 12, 2025 (28 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jan 28, 2014, registered Jan 27, 2014 (-1 days) · channel change inside one enterprise, not a move
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Nov 5, 2010, registered Oct 31, 2012 (726 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address