D•••• X• C••

• C•••••••• G••••• M•••••• I••• BD affiliated current
  since May 11, 2015 · Rockville, Md
• P•• W••••• M••••••••• BD affiliated
  Apr 24, 2012 to Apr 15, 2015 · Ashburn, Va
• H••• S••••••••• •••• I••• BD affiliated
  Feb 4, 2008 to Mar 12, 2012 · Washington, Dc
• W•••• F•••• A••••••• wirehouse
  Jun 15, 2007 to Jan 28, 2008 · Fairfax, Va

• P•• W••••• M••••••••• to C•••••••• G••••• M•••••• I•••
  left Apr 15, 2015, registered May 11, 2015 (26 days) · Other · moved with a team
• H••• S••••••••• •••• I••• to P•• W••••• M•••••••••
  left Mar 12, 2012, registered Apr 24, 2012 (43 days) · Other
• W•••• F•••• A••••••• to H••• S••••••••• •••• I•••
  left Jan 28, 2008, registered Feb 4, 2008 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address