DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• G••••• L••••

O•••• W•••••• I•••BD affiliatedHailey, Iddual registrantIAPD 306717

Feed of 09/14/2026

Also filed as T••••• G••••• L••••

At current firm

2 y

since Nov 3, 2023

In the industry

45 y

since Jul 7, 1981 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Nov 3, 2023 · Hailey, Id
F•• S••••••••• C••••••••• former
Feb 7, 2020 to Nov 3, 2023 · Hailey, Id
W•••• F•••• A••••••• wirehouse
Sep 17, 2012 to Feb 10, 2020 · Ketchum, Id
M••••• S•••••• wirehouse
Jun 1, 2009 to Sep 21, 2012 · Sun Valley, Id
M••••• S•••••• • C•• L•• unclassified
Aug 31, 2007 to Jun 1, 2009 · Seattle, Wa
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 3, 1992 to Sep 10, 2007 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

F•• S••••••••• C••••••••• to O•••• W•••••• I•••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to F•• S••••••••• C•••••••••
left Feb 10, 2020, registered Feb 7, 2020 (-3 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to W•••• F•••• A•••••••
left Sep 21, 2012, registered Sep 17, 2012 (-4 days) · Wirehouse to wirehouse
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••
left Sep 10, 2007, registered Aug 31, 2007 (-10 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 45derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address