DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael P. Coffee
Feed of 09/14/2026
Also filed as Michael Coffee
At current firm
12 y
since Jun 26, 2014
In the industry
28 y
since Aug 7, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Jun 26, 2014 · Richardson, Tx
- Guggenheim Investments asset managerMar 28, 2011 to Nov 23, 2012 · New York, Ny
- Morgan Stanley wirehouseJun 1, 2009 to Mar 10, 2011 · Lufkin, Tx
- Morgan Stanley & Co. LLC unclassifiedMar 17, 2008 to Jun 1, 2009 · Dallas, Tx
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Mar 12, 2008 · Purchase, Ny
- Morgan Stanley Dw Inc. unclassifiedOct 3, 2003 to Apr 2, 2007 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- Guggenheim Investments to J.P. Morgan Securities LLCleft Nov 23, 2012, registered Jun 26, 2014 (580 days) · Other
- Morgan Stanley to Guggenheim Investmentsleft Mar 10, 2011, registered Mar 28, 2011 (18 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address