RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• R•••• B••••••••
- T•• A•••••••• I••• BD affiliated currentsince Apr 20, 2023 · Kingwood, Tx
- B•••••••• F••••• W••••• formerNov 10, 2020 to Oct 27, 2022 · Kingwood, Tx
- M•• A••••••• L•• institutionalApr 10, 2020 to Oct 23, 2020 · Kingwood, Tx
- B•••••••• F••••• W••••• to T•• A•••••••• I•••left Oct 27, 2022, registered Apr 20, 2023 (175 days) · RIA to affiliated broker-dealer or bank
- M•• A••••••• L•• to B•••••••• F••••• W•••••left Oct 23, 2020, registered Nov 10, 2020 (18 days) · Other
- C•••••• R•••• B•••••••• left B•••••••• F••••• W••••• for T•• A•••••••• I••• (registered 2023-04-20)Oct 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address