J••• S••••• S••••

• O• I••••••••• M••••••••• C• BD affiliated current
  since Aug 1, 2016 · Franklin, Tn
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Sep 22, 2014 to Aug 1, 2016 · Murfreesboro, Tn
• C•••••••• F•••••••• G•••• A••••••• former
  Mar 29, 2012 to Sep 4, 2014 · Brentwood, Tn
• T••••••• I••••••••• M••••••••• I••• BD affiliated
  Apr 13, 2006 to Jun 10, 2010 · Dickson, Tn

• T••••••••• F•••••••• A•••••••• L•• to O• I••••••••• M••••••••• C•
  left Aug 1, 2016, registered Aug 1, 2016 (0 days) · Other
• C•••••••• F•••••••• G•••• A••••••• to T••••••••• F•••••••• A•••••••• L••
  left Sep 4, 2014, registered Sep 22, 2014 (18 days) · Other
• T••••••• I••••••••• M••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••
  left Jun 10, 2010, registered Mar 29, 2012 (658 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address