RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G••••• A••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 15, 2021 · Bedford, Pa
- B••• S••••••••• L•• formerJun 20, 2013 to Feb 17, 2021 · Hunt Valley, Md
- J••••• M••••••••• S•••• L•• BD affiliatedMay 2, 2008 to Jun 21, 2013 · Lemoyne, Pa
- F•••••• B•••• W••••• L•• unclassifiedAug 22, 2005 to May 5, 2008 · Camp Hill, Pa
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Apr 15, 2021 (57 days) · corporate re-registration, not a move
- J••••• M••••••••• S•••• L•• to B••• S••••••••• L••left Jun 21, 2013, registered Jun 20, 2013 (-1 days) · Other
- F•••••• B•••• W••••• L•• to J••••• M••••••••• S•••• L••left May 5, 2008, registered May 2, 2008 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address