RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• C••••• C••••••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Oct 8, 2025 · Boston, Ma
- V••• R••••••••• A•••••••• L•• other currentsince Aug 15, 2019 · Windsor, Ct
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 24, 2018 to Jun 5, 2019 · Braintree, Ma
- V••• F•••••••• A•••••••• I••• BD affiliatedNov 7, 2012 to Apr 11, 2013 · Braintree, Ma
- V••• R••••••••• A•••••••• L•• otherOct 6, 2010 to Aug 10, 2018 · Quincy, Ma
- V••• R••••••••• A•••••••• L•• otherJan 1, 2001 to Mar 22, 2006 · Quincy, Ma
- V••• F•••••••• A•••••••• I••• to V••• R••••••••• A•••••••• L••left Jun 5, 2019, registered Aug 15, 2019 (71 days) · Other
- V••• R••••••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Aug 10, 2018, registered Nov 7, 2012 (-2102 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address