DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••• M••••• J••••

S•• C•••••• M••••••••• L••independent RIABoston, Ma IA-onlyIAPD 3076718

Feed of 09/14/2026

Also filed as H•••• M••••• J••••

At current firm

1 y

since Feb 24, 2025

In the industry

26 y

since Oct 19, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•• C•••••• M••••••••• L•• independent RIA current
since Feb 24, 2025 · Boston, Ma
E••• C•••••• G••••• L•• former
Aug 16, 2018 to Mar 3, 2025 · Atlanta, Ga
E••• A•••••••• L•• former
Dec 14, 2006 to Aug 16, 2018 · Atlanta, Ga
C••••• S••••• S••••••••• •••• L•• former
Jan 17, 2003 to Nov 28, 2006 · Atlanta, Ga
P••••••• L•• unclassified
Jul 9, 2002 to Jan 17, 2003 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

E••• C•••••• G••••• L•• to S•• C•••••• M••••••••• L••
left Mar 3, 2025, registered Feb 24, 2025 (-7 days) · RIA to RIA · moved with a team
E••• A•••••••• L•• to E••• C•••••• G••••• L••
left Aug 16, 2018, registered Aug 16, 2018 (0 days) · RIA to a newly registered adviser · moved with a team
C••••• S••••• S••••••••• •••• L•• to E••• A•••••••• L••
left Nov 28, 2006, registered Dec 14, 2006 (16 days) · Other
P••••••• L•• to C••••• S••••• S••••••••• •••• L••
left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move

Signals

H•••• M••••• J•••• left E••• C•••••• G••••• L•• for S•• C•••••• M••••••••• L•• (registered 2025-02-24)
Mar 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address