DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• L•• M••••••

C••••• I••••••••• A••••••• L••BD affiliatedAvon, Ohdual registrantIAPD 3078944

Feed of 09/14/2026

Also filed as Jennifer L Gaukin

At current firm

0 y

since May 9, 2026

In the industry

28 y

since Jul 29, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since May 9, 2026 · Avon, Oh
H••••• M••• I••••••••• I••• no RAUM
Mar 18, 2026 to Apr 14, 2026 · Avon, Oh
P•• W••••• M••••••••• BD affiliated
Mar 26, 2021 to Sep 4, 2024 · Cleveland, Oh
U•• F•••••••• S••••••• I••• wirehouse
Jun 30, 2003 to Mar 23, 2005 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

H••••• M••• I••••••••• I••• to C••••• I••••••••• A••••••• L••
left Apr 14, 2026, registered May 9, 2026 (25 days) · Other
P•• W••••• M••••••••• to H••••• M••• I••••••••• I•••
left Sep 4, 2024, registered Mar 18, 2026 (560 days) · Other
U•• F•••••••• S••••••• I••• to P•• W••••• M•••••••••
left Mar 23, 2005, registered Mar 26, 2021 (5847 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••••••• L•• M•••••• left H••••• M••• I••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-05-09)
Apr 14, 2026 · Advisor changed firm · fact
J••••••• L•• M•••••• left P•• W••••• M••••••••• for H••••• M••• I••••••••• I••• (registered 2026-03-18)
Sep 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address