DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Horace Mann Investors, Inc.

No RAUM reportedSpringfield, IllinoisCRD 11643SEC 801-80964websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Feb 4, 2015 · 59 filings
SEC status approved since Feb 23, 2015
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
74
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
71
66 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2026
Mar 4, 2016$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)71 as of Mar 31, 2026
Mar 4, 201626 then
Employees (5.A)71 as of Mar 31, 2026
Mar 4, 201626 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 74 to 71offices 72 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
74.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
-4.1%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=71.0derived
Advisors registered through the firm
74 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Ronald Lee WilsonFlorence, Sc Feb 25, 201523 y0
Ronald Allen WallmanChartered Financial ConsultantRensselaer, In Mar 27, 201524 y0
Patrick Butler StokesChartered Financial ConsultantTyler, Tx Mar 27, 201529 y0
Shawn Anthony RehmSpringfield, Il Apr 6, 201518 y0
Nathan Jeffrey CressallCertified Financial PlannerSpringfield, Il Apr 27, 201517 y0
Richard Raymond IsraelSpringfield, Il May 1, 201529 y0
Jason Lynn RohrerSpringfield, Il May 11, 201528 y0
Jerry Leigh BetzlerSpringfield, Il Jul 27, 201519 y2
Kendra Rae JohnsonChartered Financial ConsultantSpringfield, Il Aug 19, 201526 y0
George C PryDubois, Pa Sep 30, 201516 y0
Joshua Anthony WinterCertified Financial PlannerSpringfield, Il Dec 2, 201518 y0
Richard David MazzaSpringfield, Il Jan 22, 201618 y0
Robert Gene BickettSpringfield, Il May 26, 201617 y0
Nicholas Andrew GoberPeoria, Il Aug 12, 201620 y0
Daniel William DitchfieldChampaign, Il Oct 4, 201615 y1
Jeffrey Scott DelisleAugusta, Me Nov 10, 201632 y0
Bradley Michael NucklesCertified Financial PlannerSpringfield, Il Jan 11, 201715 y0
Brian Michael SchlagerSpringfield, Il Jan 13, 201722 y0
Benjamin Craig JacksonCertified Financial PlannerCherry Hill, Nj Jan 31, 201713 y0
Charles Keith LyallSpringfield, Il Feb 21, 201726 y0
Howard Wayne WoodallChartered Financial ConsultantFort Smith, Ar Mar 7, 201734 y0
Alex Zelck SmithEast Greenwich, Ri May 18, 201728 y0
Michael Wallace HardyCertified Financial PlannerSpringboro, Oh Jun 9, 201720 y4
Randy Lynn MitchellBridgewater, Pa Jun 16, 201743 y0
Kevin Mark ScheidingOmaha, Ne Jun 26, 201722 y0
Aaron Robert RarickCertified Financial Planner, Chartered Financial ConsultantIndianapolis, In Jul 13, 201719 y2
Matthew Brian WagahoffCertified Financial Planner, Chartered Financial ConsultantSpringfield, Il Jul 25, 201711 y0
Richard Alan RarickIndianapolis, In Aug 18, 201725 y2
Kimberly Ann Marie BowerSpringfield, Il Aug 24, 201714 y0
Melissa WilloughbySpringfield, Il Aug 29, 201719 y1
Jeffrey GarlattiSpringfield, Il Apr 12, 201817 y3
Jeffery Paul MorganSpringfield, Il Apr 20, 201826 y1
Christopher Edward BurnesDuxbury, Ma Apr 23, 201821 y3
Cassandra R StiffSpringfield, Il May 9, 201825 y0
Stephen Travis WeaverCherry Hill, Nj Jul 24, 201814 y0
Scott Wesley ColemanSpringfield, Il Sep 18, 201810 y0
Mark Gordon AndersonChartered Financial ConsultantSpringfield, Il Oct 11, 201836 y0
Todd Clark HoganSpringfield, Il Jan 29, 201912 y0
Joshua Michael LamersLas Vegas, Nv Feb 4, 201924 y0
Paul Harold KraklanCertified Financial Planner, Chartered Financial ConsultantSpringfield, Il Mar 10, 202030 y1
All 74 advisors at Horace Mann Investors, Inc.
Advisor movement
4 left, 7 joined in 12 months
net +3 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 5.4% of current headcount11 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Troy Marshall Gayle · Treasurercontrol
    since 06/2018 · owns less than 5%
  • Kimberly Ann Johnson · Chief Financial Operations Officercontrol
    since 11/2006 · owns less than 5%
  • Adam Paglione · Chief Executive Officer & Chief Compliance Officercontrol
    since 06/2024 · owns less than 5%
  • Linea Kate Michael · Secretary
    since 04/2010 · owns less than 5%
  • Holley Watson Taylor · President
    since 06/2024 · owns less than 5%
  • Phyllis Tsai · Finop
    since 07/2023 · owns less than 5%
Entity owners
  • Horace Mann Educators Corporation (Publicly Held Company) · Corporation - Parent Company
    direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
  • Abm Service Corporation
    real estaten
  • Bcg Securities, Inc.
    broker-dealerinvestment advisernRAUM $894M
  • Benefit Consultants Group, Inc.
    LP sponsorn
  • Educators Life Insurance Company Of America
    real estaten
  • Horace Mann Educators Corporation
    real estatey
  • Horace Mann Employer Services Corporation
    real estaten
  • Horace Mann General Agency Corporation
    real estaten
  • Horace Mann Insurance Company
    real estaten
  • Horace Mann Life Insurance Company
    real estaten
  • Horace Mann Lloyds
    real estaten
  • Horace Mann Lloyds Management Corporation
    real estaten
  • Horace Mann Mga And Brokerage Of Florida, Inc.
    real estaten
  • Horace Mann Property & Casualty Insurance Company
    real estaten
  • Horace Mann Service Corporation
    real estaten
  • Madison National Life Insurance Company, Inc.
    real estaten
  • National Teacher Associates Life Insurance Company
    real estaten
  • National Teachers Associates Of New York, Inc.
    real estaten
  • Nta Life Enterprises, LLC
    real estaten
  • Nta Life Holdings, Inc.
    real estaten
  • Nta Life Insurance Company Of New York
    real estaten
  • Nta Life Management, Inc.
    real estaten
  • Nta Life Marketing, Inc.
    real estaten
  • Nta Life Micronix, Inc.
    real estaten
  • Teachers Insurance Company
    real estaten
  • The Abacus Group, LLC
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Springfield, Il · principal74112
Cherry Hill, Nj420
Blacksburg, Va200
Exton, Pa200
Indianapolis, In200
Las Vegas, Nv200
Aurora, Co200
Rapid City, Sd210
Rensselaer, In200
Riverside, Ca200
Tampa, Fl100
Middletown, Wi001
Duncan, Sc000
Woods Cross, Ut001
Offices
Schedule D 1.F, the 25 largest
  • Tampa, FL3 employees
  • Springfield, IL2 employees
  • Indianapolis, IN2 employees
  • Riverside, CA2 employees
  • Blacksburg, VA2 employees
  • Exton, PA2 employees
  • Cherry Hill, NJ2 employees
  • Rensselaer, IN1 employees
  • Springboro, OH1 employees
  • Grand Rapids, MI1 employees
  • North Wilksboro, NC1 employees
  • Florence, SC1 employees
  • Tyler, TX1 employees
  • Panama City, FL1 employees
  • Minot, ND1 employees
  • Grand Rapids, MN1 employees
  • Moorhead, MN1 employees
  • West Des Moines, IA1 employees
  • Wisconsin Rapids, WI1 employees
  • Omaha, NE1 employees
  • Bridgewater, PA1 employees
  • Duncan, SC1 employees
  • Peoria, IL1 employees
  • Fort Smith, AR1 employees
  • Killingly, CT1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • office count dropChange between filings · filing Mar 31, 2026
    offices other than the principal office (Item 1.F.5) moved from 72.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (42 comparable advisers, 0.0th percentile of changes)
    peers: other advisers, under $100M (42) · 0.0% percentile
What changed
consecutive filings, newest first
  • Advisory employees · 63 to 66
    Jun 24, 2025 to Mar 31, 2026
  • BD registered reps · 74 to 71
    Jun 24, 2025 to Mar 31, 2026
  • Employees · 74 to 71
    Jun 24, 2025 to Mar 31, 2026
  • State-registered IARs · 74 to 71
    Jun 24, 2025 to Mar 31, 2026
  • Other offices · 72 to 0
    Jun 24, 2025 to Mar 31, 2026
  • Financial planning clients · unset to
    Mar 28, 2025 to Jun 24, 2025
  • Accounts · 498 to 0
    Oct 29, 2024 to Mar 28, 2025
  • Individual clients · 498.0 to unset
    Oct 29, 2024 to Mar 28, 2025
  • Individual RAUM · 62122049.0 to unset
    Oct 29, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · $62.1M to $0
    Oct 29, 2024 to Mar 28, 2025
  • RAUM · $62.1M to $0
    Oct 29, 2024 to Mar 28, 2025
  • Accounts · unset to 498.0
    Dec 5, 2023 to Mar 14, 2024
  • Advisory employees · 72 to 63
    Dec 5, 2023 to Mar 14, 2024
  • Individual clients · 654 to 498
    Dec 5, 2023 to Mar 14, 2024
  • Discretionary RAUM · unset to 0.0
    Dec 5, 2023 to Mar 14, 2024
  • Individual RAUM · unset to 62122049.0
    Dec 5, 2023 to Mar 14, 2024
  • Non-discretionary RAUM · unset to 62122049.0
    Dec 5, 2023 to Mar 14, 2024
  • RAUM · unset to 62122049.0
    Dec 5, 2023 to Mar 14, 2024
  • Advisory employees · 84 to 72
    Apr 7, 2022 to Mar 21, 2023
  • BD registered reps · 88 to 74
    Apr 7, 2022 to Mar 21, 2023
  • Individual clients · 816 to 654
    Apr 7, 2022 to Mar 21, 2023
  • Employees · 88 to 74
    Apr 7, 2022 to Mar 21, 2023
  • State-registered IARs · 88 to 74
    Apr 7, 2022 to Mar 21, 2023
  • Other offices · 68 to 72
    Apr 7, 2022 to Mar 21, 2023
  • Individual RAUM · 0.0 to unset
    Apr 7, 2022 to Mar 21, 2023
  • Individual clients · 310 to 816
    Mar 30, 2021 to Mar 31, 2022
  • Other offices · 67 to 68
    Mar 30, 2021 to Mar 31, 2022
  • Advisory employees · 60 to 84
    Jun 26, 2020 to Mar 30, 2021
  • BD registered reps · 86 to 88
    Jun 26, 2020 to Mar 30, 2021
  • Individual clients · 263 to 310
    Jun 26, 2020 to Mar 30, 2021
  • Employees · 86 to 88
    Jun 26, 2020 to Mar 30, 2021
  • Insurance-licensed employees · 67 to 0
    Jun 26, 2020 to Mar 30, 2021
  • State-registered IARs · 86 to 88
    Jun 26, 2020 to Mar 30, 2021
  • Other offices · 64 to 67
    Jun 26, 2020 to Mar 30, 2021
  • Advisory employees · 80 to 60
    Sep 2, 2019 to Mar 31, 2020
  • Advisory activities · 2 to 1
    Sep 2, 2019 to Mar 31, 2020
  • BD registered reps · 108 to 86
    Sep 2, 2019 to Mar 31, 2020
  • Individual clients · 271 to 263
    Sep 2, 2019 to Mar 31, 2020
  • Employees · 108 to 86
    Sep 2, 2019 to Mar 31, 2020
  • Insurance-licensed employees · 0 to 67
    Sep 2, 2019 to Mar 31, 2020
Signals
52 dated events
  • Kaytie Anne Cunningham Salzman left Horace Mann Investors, Inc. for Bcg Securities, Inc. (registered 2026-02-17)
    Jul 1, 2026 · Advisor changed firm · fact
  • Jennifer Lee Musille left Horace Mann Investors, Inc. for Cetera Investment Advisers Llc (registered 2026-05-09)
    Apr 14, 2026 · Advisor changed firm · fact
  • Horace Mann Investors, Inc. reported 0 offices beyond its principal office, down from 72 (2025-06-24 to 2026-03-31)
    Mar 31, 2026 · Office count change · derived
  • Dylan Thomas Thorson left Horace Mann Investors, Inc. for Retirement Capital Advisors (registered 2026-07-17)
    Mar 5, 2026 · Advisor changed firm · fact
  • Tyler Jay Smith left Horace Mann Investors, Inc. for Edward Jones (registered 2026-01-06)
    Dec 23, 2025 · Advisor changed firm · fact
  • Scott Ivan Mcdowell left Horace Mann Investors, Inc. for Lincoln Investment (registered 2025-05-12)
    May 9, 2025 · Advisor changed firm · fact
  • Michael Weckenbrock (President, Ceo & Chairman Of Board) no longer on Schedule A of Horace Mann Investors, Inc. (listed 2024-05-16, absent 2024-10-29)
    Oct 29, 2024 · Control person left · inference
  • Lionel Perkins left Horace Mann Investors, Inc. for Edelman Financial Engines (registered 2024-09-30)
    Sep 30, 2024 · Advisor changed firm · fact
  • John Baron Crager left Horace Mann Investors, Inc. for Lincoln Investment (registered 2025-06-03)
    Aug 13, 2024 · Advisor changed firm · fact
  • Anthony Cappelluzzi left Horace Mann Investors, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-05-13)
    May 2, 2024 · Advisor changed firm · fact
  • Adam Paglione (Chief Compliance Officer) appeared on Schedule A of Horace Mann Investors, Inc.
    Mar 14, 2024 · Control person joined · fact
  • Bret Alan Conklin (Controller) no longer on Schedule A of Horace Mann Investors, Inc. (listed 2023-12-05, absent 2024-03-14)
    Mar 14, 2024 · Control person left · inference
  • Jeffery Ellis Radcliffe (Chief Compliance Officer) no longer on Schedule A of Horace Mann Investors, Inc. (listed 2023-12-05, absent 2024-03-14)
    Mar 14, 2024 · Control person left · inference
  • Donald Martin Carley (Director & Secretary) no longer on Schedule A of Horace Mann Investors, Inc. (listed 2023-12-05, absent 2024-03-14)
    Mar 14, 2024 · Control person left · inference
  • Kasey E Petrilli (Director, Investment Advisory Operations & Registrations) no longer on Schedule A of Horace Mann Investors, Inc. (listed 2023-12-05, absent 2024-03-14)
    Mar 14, 2024 · Control person left · inference
  • Phillip Nathaniel Sheffield left Horace Mann Investors, Inc. for Lincoln Investment (registered 2024-03-27)
    Mar 12, 2024 · Advisor changed firm · fact
  • John Christian Fink left Horace Mann Investors, Inc. for Osaic Fa, Inc. (registered 2023-11-28)
    Nov 30, 2023 · Advisor changed firm · fact
  • Kasey Petrilli left Horace Mann Investors, Inc. for Bcg Securities, Inc. (registered 2023-07-28)
    Oct 13, 2023 · Advisor changed firm · fact
  • Stacy M Anderson left Horace Mann Investors, Inc. for Avantax Advisory Services (registered 2023-08-04)
    Aug 9, 2023 · Advisor changed firm · fact
  • Mitchell Elton Chatfield left Horace Mann Investors, Inc. for Lincoln Investment (registered 2023-07-05)
    Jul 5, 2023 · Advisor changed firm · fact
  • Salvador Huizar Flores-Chatfield left Horace Mann Investors, Inc. for Lincoln Investment (registered 2023-07-05)
    Jul 5, 2023 · Advisor changed firm · fact
  • Sarah Flanders Soria left Horace Mann Investors, Inc. for Prosperity Capital Advisors (registered 2023-06-30)
    Jul 5, 2023 · Advisor changed firm · fact
  • 2 advisors left Horace Mann Investors, Inc. (Covina, CA) for Lincoln Investment on the same day
    Jul 5, 2023 · Team lift-out · derived
  • Michael Murray left Horace Mann Investors, Inc. for Td Private Client Wealth Llc (registered 2023-06-19)
    Jun 16, 2023 · Advisor changed firm · fact
  • Reginald James Wheeler left Horace Mann Investors, Inc. for Advice And Planning Services (registered 2023-04-20)
    Apr 11, 2023 · Advisor changed firm · fact
  • William Anderson Harig left Horace Mann Investors, Inc. for Advice And Planning Services (registered 2024-05-03)
    Jan 19, 2023 · Advisor changed firm · fact
  • Chase Phillip Polly left Horace Mann Investors, Inc. for Lincoln Investment (registered 2022-12-22)
    Dec 22, 2022 · Advisor changed firm · fact
  • Joel Austin Craven left Horace Mann Investors, Inc. for Capital Analysts (registered 2022-08-15)
    Aug 15, 2022 · Advisor changed firm · fact
  • Annirose Koci Womack left Horace Mann Investors, Inc. for Capital Analysts (registered 2022-08-15)
    Aug 15, 2022 · Advisor changed firm · fact
  • 2 advisors left Horace Mann Investors, Inc. (Madison, WI) for Lincoln Investment on the same day
    Aug 15, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/HORACE-MANNreportedpublic record, Form ADV, Sep 18, 2026
Website
HORACEMANN.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
217-789-2500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026