DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Emily Herstein
Certified Financial Planner
Feed of 09/14/2026
Also filed as Emily Ann Herstein
At current firm
7 y
since Aug 9, 2019
In the industry
27 y
since Sep 22, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T. Rowe Price Advisory Services, Inc. BD affiliated currentsince Aug 9, 2019 · Owings Mills, Md
- Jemma Financial Services independent RIAFeb 16, 2017 to Jul 17, 2019 · Baltimore, Md
- Truist Advisory Services, Inc. BD affiliatedSep 12, 2016 to Feb 6, 2017 · Baltimore, Md
- Suntrust Investment Services, Inc. formerMay 30, 2014 to Dec 31, 2016 · Baltimore, Md
- M&T Securities, Inc. unclassifiedJan 6, 2006 to May 29, 2014 · Bel Air, Md
Moves
a registration end followed by a registration begin elsewhere
- Jemma Financial Services to T. Rowe Price Advisory Services, Inc.left Jul 17, 2019, registered Aug 9, 2019 (23 days) · Other
- Truist Advisory Services, Inc. to Jemma Financial Servicesleft Feb 6, 2017, registered Feb 16, 2017 (10 days) · Other
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Sep 12, 2016 (-110 days) · corporate re-registration, not a move
- M&T Securities, Inc. to Suntrust Investment Services, Inc.left May 29, 2014, registered May 30, 2014 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address