RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• K•••• M••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 17, 2026 · Memphis, Tn
- F•••• T•••••••• A••••••• S•••••••• I••• formerApr 10, 2012 to Oct 10, 2013 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerNov 5, 2009 to Sep 29, 2025 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerJan 2, 2003 to Jan 25, 2008 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• to F•••• T•••••••• A••••••• S•••••••• I•••left Sep 29, 2025, registered Apr 10, 2012 (-4920 days) · Other · moved with a team
- F•••• T•••••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 10, 2013, registered Mar 17, 2026 (4541 days) · Other
- D••••• K•••• M•••••• left F•••• H•••••• A•••••••• I•• for F•••• T•••••••• A••••••• S•••••••• I••• (registered 2012-04-10)Sep 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address