RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•• I••••••••• M••••••••• other currentsince Mar 24, 2020 · Clayton, Mo
- K•••••• C•••••• M••••••••• otherMay 31, 2012 to Dec 27, 2018 · St. Louis, Mo
- M••••••• V••••• P•••••••• I••• formerMar 12, 2001 to May 14, 2012 · St. Louis, Mo
- K•••••• C•••••• M••••••••• to W•• I••••••••• M•••••••••left Dec 27, 2018, registered Mar 24, 2020 (453 days) · Other
- M••••••• V••••• P•••••••• I••• to K•••••• C•••••• M•••••••••left May 14, 2012, registered May 31, 2012 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address