K•• A•••••• N•••••••••

• T••••••• I••••••••• M••••••••• I••• BD affiliated current
  since Jul 2, 2021 · Bellevue, Wa
• A••••••••• F•••••••• S•••••••• L•• national BD
  Nov 13, 2020 to Mar 5, 2021 · Oconomowoc, Wi
• A••••••••• F•••••••• S•••••••• L•• national BD
  Aug 20, 2015 to Oct 15, 2019 · Brookfield, Wi
• R••••• W• B•••• • C•• I••••••••• mixed wealth
  May 1, 2013 to Aug 8, 2014 · Milwaukee, Wi
• W•••• F•••• A••••••• wirehouse
  Sep 10, 2012 to Apr 8, 2013 · Milwaukee, Wi

• A••••••••• F•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••
  left Mar 5, 2021, registered Jul 2, 2021 (119 days) · Affiliated broker-dealer or bank to another
• R••••• W• B•••• • C•• I••••••••• to A••••••••• F•••••••• S•••••••• L••
  left Aug 8, 2014, registered Aug 20, 2015 (377 days) · Other
• W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••
  left Apr 8, 2013, registered May 1, 2013 (23 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address