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Registered advisor
J•••• K• M•
Feed of 09/14/2026
Also filed as J•••• Ma
At current firm
1 y
since Mar 31, 2025
In the industry
27 y
since Nov 25, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Bayside, Ny
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 5, 2022 to Mar 31, 2025 · Flushing, Ny
- J••• M••••• S••••••••• L•• wirehouseMar 3, 2015 to Sep 3, 2022 · College Point, Ny
- L•• F•••••••• L•• BD affiliatedAug 19, 2013 to Oct 29, 2013 · Whitestone, Ny
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedJan 14, 2004 to May 20, 2013 · Brooklyn, Ny
- E•••• N••••••• S••••••••• I••• formerOct 31, 2003 to Sep 1, 2004 · Lake Success, Ny
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 3, 2022, registered Oct 5, 2022 (32 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Oct 29, 2013, registered Mar 3, 2015 (490 days) · Other
- C•••••• O•• F•••••••• A••••••• L•• to L•• F•••••••• L••left May 20, 2013, registered Aug 19, 2013 (91 days) · Other
- E•••• N••••••• S••••••••• I••• to C•••••• O•• F•••••••• A••••••• L••left Sep 1, 2004, registered Jan 14, 2004 (-231 days) · Other
Signals
- J•••• K• M• left J••• M••••• S••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-10-05)Sep 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address