RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• C•••• G••••••••
- T••••••••• T•••• W••••• M••••••••• I••• independent RIA currentsince Jan 13, 2014 · Houston, Tx
- L••••••• W•••••• I••• independent RIANov 7, 2011 to Apr 26, 2013 · Houston, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerFeb 25, 2008 to Oct 12, 2011 · Houston, Tx
- F•• S••••••••• C••••••••• formerJul 3, 2007 to Jul 26, 2007 · Houston, Tx
- T•••• C•••••• G••••• I••• unclassifiedDec 9, 2003 to Dec 31, 2005 · Houston, Tx
- E•••••••• A•••••••• L•• national BDJun 2, 2003 to Oct 8, 2003 · Houston, Tx
- L••••••• W•••••• I••• to T••••••••• T•••• W••••• M••••••••• I•••left Apr 26, 2013, registered Jan 13, 2014 (262 days) · Other
- P•• M•••••• A•••••• S••••••••• I••• to L••••••• W•••••• I•••left Oct 12, 2011, registered Nov 7, 2011 (26 days) · Other
- F•• S••••••••• C••••••••• to P•• M•••••• A•••••• S••••••••• I•••left Jul 26, 2007, registered Feb 25, 2008 (214 days) · Other
- T•••• C•••••• G••••• I••• to F•• S••••••••• C•••••••••left Dec 31, 2005, registered Jul 3, 2007 (549 days) · Other
- E•••••••• A•••••••• L•• to T•••• C•••••• G••••• I•••left Oct 8, 2003, registered Dec 9, 2003 (62 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address