RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• M••••• N••••••
- O••••••• B•• W••••• P••••••• independent RIA currentsince Aug 22, 2025 · Parsippany, Nj
- M••••• S•••••• wirehouseApr 16, 2019 to Jul 10, 2025 · Purchase, Ny
- F•••••••• A••••••• S•••••••• L•• formerAug 24, 2012 to Mar 22, 2019 · Edison, Nj
- P••• I••••••••• L•• asset managerJan 31, 2011 to Jan 11, 2012 · Newark, Nj
- E•••••••• A•••••••• L•• national BDFeb 25, 2009 to Nov 2, 2009 · New York, Ny
- M••••• S•••••• to O••••••• B•• W••••• P•••••••left Jul 10, 2025, registered Aug 22, 2025 (43 days) · Wirehouse to independent RIA
- F•••••••• A••••••• S•••••••• L•• to M••••• S••••••left Mar 22, 2019, registered Apr 16, 2019 (25 days) · Affiliated broker-dealer or bank to wirehouse
- P••• I••••••••• L•• to F•••••••• A••••••• S•••••••• L••left Jan 11, 2012, registered Aug 24, 2012 (226 days) · Other
- E•••••••• A•••••••• L•• to P••• I••••••••• L••left Nov 2, 2009, registered Jan 31, 2011 (455 days) · Other
- C••••• M••••• N•••••• left M••••• S•••••• for O••••••• B•• W••••• P••••••• (registered 2025-08-22)Jul 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address